Class action

Barclays

On July 31, 2014, Bottini & Bottini, Inc. filed a class action complaint against Barclays PLC and Barclays Capital, Inc. (“Barclays”) on behalf of its client, Great Pacific Securities and all others similarly situated, in federal court in Los Angeles. The "Class," which is the group of persons on whose behalf the case is brought, is defined as all persons and entities who were clients of Barclays and whose trades were submitted for potential execution in Barclay’s Liquidity Cross (“LX”) dark pool from January 1, 2011 to the present and were harmed (the “Class”).

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